Insights and news

Analysis, news, and podcasts from the Castine team, on the market it works in every day: commission management, CSA services, research payments, and trader compensation.

TopicComplianceClear

Audience

Podcast

Bob Nowicki - Commission Management and the "No Action" Letter

In this conversation we meet Bob Nowicki, a luminary in the commission management space. Bob has over three decades of experience and is one of the rare individuals on the Street who has deep experience in building operations, middle offices, and trading desks for the buy and sell side, both in fixed income and equities, including his own hedge fund. For the last two decades, Bob had been leading commission management programs at Bank of America Merrill Lynch and Evercore ISI. While at Merrill…

  • Asset Managers
  • Brokers and Research Providers

One surface, kept current. Dated, on-category analysis is how buyers and answer engines both learn who knows this market.

See your workflow in Castine.

Book a demo